دانلود رایگان پاورپوینت سیستم نظارت از صنعت صندوق سرمایه گذاری (انگلیسی) - پاورپوینت فا

مشخصات مقاله پاورپوینت انگلیسی
عنوان فارسی مقاله	سیستم نظارت از صنعت صندوق های سرمایه گذاری
عنوان انگلیسی مقاله	System of supervision of the investment funds industry
فرمت مقاله	پاورپوینت (PPT یا PPTX)
تعداد اسلایدها	26 اسلاید
قابلیت ویرایش	دارد
قابلیت پرینت	دارد
رشته های مرتبط با این مقاله	اقتصاد
گرایش های مرتبط با این مقاله	اقتصاد پولی
کد محصول	EP788

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تصویری از مقاله

فهرست مطالب

System of supervision of the investment funds industry
Legal basis – EU level (UCITS)
Legal basis – national level (UCITS, non-UCITS)
Act on capital market supervision
Act on investment funds
Organisation of supervision – KNF (PFSA)
Supervised entities
Compliance based approach
Ex-ante – examples
On-going
On-going / Transfer of information
Ex-post
Risk based approach
Operational risk
Market risk
Credit risk
Opened part

بخشی از مقاله

Act on Investment funds (1)
Article 226
On the basis of an authorisation issued by the Chairman of the PFSA, the person named therein shall have the right to enter the premises of:
a management company, in order to verify whether such company’s activities comply with the provisions of the law, the statutory documents or the authorisation granted to such company;
a depositary, in order to verify whether such depositary’s activities connected withacting as a depositary comply with the provisions of the law or the agreement on the maintenance of a register of the fund’s assets;
a distributor in order to verify whether its activities connected with intermediation in the sale and redemption of units or the redemption of investment certificates comply with the provisions of the law, the agreement concluded with the fund and the authorisation;
the outsorcers in order to verify whether their activities connected with the performance of their obligations under the agreement with the management company comply with such agreement and the investment fund’s articles of association;

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